On-Site Inspection Policy and Plan for the 2011 Inspection Year (from July 2011 to June 2012)
Ⅰ.On-Site Inspection Policy
The DICJ will effectively and efficiently implement inspections against financial institutions, hearings on improvements related to inspection results (referred to as “improvement hearings” hereinafter), system verification, and training and advice while pursuing linkage among these measures in order to maintain and improve the accuracy of the depositor’s name-based aggregation database. In doing so, the DICJ will engage in a thorough exchange of opinions with financial institutions regarding inspection and improvement hearings, and through such interactions, will encourage financial institutions to appropriately maintain and manage the name-based aggregation database and its system.
The DICJ will also take all possible measures to ensure information security.
At the on-site inspection, we will strive to give sufficient consideration to the operations of financial institutions affected by the aftermath of the Great East Japan Earthquake.
(Note)This on-site inspection policy is included in the DICJ’s Policy of Operation for FY2011.
|Type of financial institution||Number of financial institutions||(Reference) Inspection Year 2010|
|Number of planned||Number of implemented|
|(Note) Number of planned may change.|