| List of Capital Injection Operations Pursuant to the Early Strengthening Act |
(as of July 14, 2010) (¥ billion, %)
| Name
of Financial Institution |
Month/Year
of Capital Injection |
Preferred
Stock |
Subordinated
Bonds / Loans |
| Type |
Amount |
Rate
Approved |
Beginning
of Conversion |
Mandatory
Conversion Date |
Type |
Amount |
Rate
Approved |
Beginning
of Step-Up |
Rate after
Beginning
of Step-Up
|
Period |
Mizuho
FG
(formerly Dai-Ichi Kangyo Bank) |
March
1999 |
Convertible |
200.0 |
0.41 |
August
1, 2004 |
August
1, 2006 |
SB |
100.0 |
L+0.75 |
Apr.
1, 2004 |
L+1.25 |
10
years |
| Convertible |
200.0 |
0.70 |
August
1, 2005 |
August
1, 2008 |
SB |
100.0 |
L+0.75 |
Apr.
1, 2005 |
L+1.25 |
11
years |
| Debenture |
300.0 |
2.38 |
- |
- |
- |
- |
- |
- |
- |
- |
Mizuho
FG
(formerly Fuji Bank) |
March
1999 |
Debenture |
300.0 |
2.10 |
- |
- |
PSB |
200.0 |
L+0.65 |
Apr.
1, 2004 |
L+1.35 |
Perpetual |
| Convertible |
250.0 |
0.55 |
October
1, 2006 |
February
1, 2011 |
Apr.
1, 2009 |
L+2.15 |
| Convertible |
250.0 |
0.40 |
October
1, 2004 |
February
1, 2009 |
- |
- |
- |
- |
- |
- |
Mizuho
FG
(formerly Industrial Bank of Japan) |
March
1999 |
Convertible |
175.0 |
1.40 |
September
1, 2003 |
September
1, 2009 |
PSB |
250.0 |
L+0.98 |
Apr.
1, 2004 |
L+1.48 |
Perpetual |
| Convertible |
175.0 |
0.43 |
July
1, 2003 |
September
1, 2009 |
Sumitomo Mitsui
FG
(formerly Sakura Bank) |
March
1999 |
Convertible |
800.0 |
1.37 |
October
1, 2002 |
October
1, 2009 |
- |
- |
- |
- |
- |
- |
Sumitomo
Mitsui FG
(formerly Sumitomo
Bank) |
March
1999 |
Convertible |
201.0 |
0.35 |
May
1, 2002 |
February
27, 2009 |
- |
- |
- |
- |
- |
- |
| Convertible |
300.0 |
0.95 |
August
1, 2005 |
February
27, 2009 |
Mitsubishi UFJ
FG
(formerly Sanwa Bank) |
March
1999 |
Convertible |
600.0 |
0.53 |
July
1, 2001 |
August
1, 2008 |
PSB |
100.0 |
L+0.34 |
Oct.
1, 2004 |
L+1.34 |
Perpetual |
Mitsubishi
UFJ FG
(formerly Tokai Bank) |
March
1999 |
Convertible |
300.0 |
0.93 |
July
1, 2002 |
March
31, 2009 |
- |
- |
- |
- |
- |
- |
| Convertible |
300.0 |
0.97 |
July
1, 2003 |
March 31, 2009
|
Mitsubishi UFJ
FG
(formerly Toyo Trust &
Banking) |
March
1999 |
Convertible |
200.0 |
1.15 |
July
1, 1999 |
August
1, 2009 |
- |
- |
- |
- |
- |
- |
Mitsubishi UFJ
FG
(formerly Mitsubishi
Trust & Banking) |
March
1999 |
Convertible |
200.0 |
0.81 |
July
31, 2003 |
August
1, 2008 |
PSB |
100.0 |
L+1.75 |
Apr.
1, 2004 |
L+2.25 |
Perpetual |
Resona HD
(formerly Daiwa Bank) |
March
1999 |
Convertible |
408.0 |
1.06 |
June
30, 1999 |
April
1, 2009 |
- |
- |
- |
- |
- |
- |
Resona HD
(formerly Asahi Bank) |
March
1999 |
Convertible |
300.0 |
1.15 |
July
1, 2002 |
December
1, 2009 |
PSL |
100.0 |
L+1.04 |
Apr.
1, 2009 |
L+2.54 |
Perpetual |
| Convertible |
100.0 |
1.48 |
July 1, 2003 |
December 1, 2014 |
| Sumitomo
Trust & Banking |
March
1999 |
Convertible |
100.0 |
0.76 |
April
1, 2001 |
March
31, 2009 |
SB |
100.0 |
L+1.53 |
Apr.
1, 2006 |
L+2.03 |
12
years |
Mitsui Trust HD
(formerly Mitsui Trust &
Banking) |
March 1999 |
Convertible |
250.3 |
1.25 |
July 1, 1999 |
August 1, 2009 |
SL |
150.0 |
L+1.49 |
Mar.
31, 2004 |
L+1.99 |
10
years |
Mitsui Trust HD
(formerly Chuo Trust &
Banking) |
March 1999 |
Convertible |
150.0 |
0.90 |
July 1, 1999 |
August 1, 2009 |
- |
- |
- |
- |
- |
- |
| Bank
of Yokohama |
March
1999 |
Convertible |
70.0 |
1.13 |
August
1, 2001 |
July
31, 2009 |
PSL |
50.0 |
L+1.65 |
Apr.
1, 2004 |
L+2.15 |
Perpetual |
| Convertible |
30.0 |
1.89 |
August
1, 2004 |
July
31, 2009 |
SL |
50.0 |
L+1.07 |
Apr.
1, 2004 |
L+1.57 |
10
years and
2 months |
Ashigin
FG
(Ashikaga Bank) |
September 1999 |
Convertible |
75.0 |
0.94 |
September
29, 2000 |
September
30, 2009 |
- |
- |
- |
- |
- |
- |
| November 1999 |
Convertible |
30.0 |
0.94 |
November.
30, 2000 |
November
30, 2009 |
Hokuhoku FG
(Hokuriku Bank) |
September 1999 |
Convertible |
75.0 |
1.54 |
March 1, 2001 |
July 30, 2010 |
- |
- |
- |
- |
- |
- |
Hokuhoku FG
(Hokkaido Bank) |
March 2000 |
Convertible |
45.0 |
1.16 |
August 1, 2001 |
August 1, 2010 |
- |
- |
- |
- |
- |
- |
| Bank of the Ryukyus |
September 1999 |
Convertible |
40.0 |
1.50 |
December 29, 2000 |
October 1, 2010 |
- |
- |
- |
- |
- |
- |
Momiji HD
(formerly Hiroshima-Sogo Bank) |
September 1999 |
Convertible |
20.0 |
1.41 |
September
30, 2004 |
August
1, 2011 |
PSL |
20.0 |
L+2.80 |
Oct.
1, 2004 |
L+4.14 |
Perpetual |
| Kumamoto Family
Bank |
February 2000 |
Convertible |
30.0 |
1.33 |
September 2, 2002 |
March
1, 2014 |
- |
- |
- |
- |
- |
- |
Shinsei Bank
|
March 2000 |
Convertible |
240.0 |
1.21 |
August 1, 2005 |
August 1, 2007 |
- |
- |
- |
- |
- |
- |
| Chiba Kogyo Bank |
September 2000 |
Convertible |
60.0 |
1.29 |
September 30,
2002 |
March 31, 2014 |
- |
- |
- |
- |
- |
- |
| Yachiyo Bank |
September 2000 |
Convertible |
35.0 |
1.13 |
September
30, 2002 |
September
30, 2010 |
- |
- |
- |
- |
- |
- |
| Aozora Bank |
October 2000 |
Convertible |
260.0 |
1.24 |
October 3, 2005 |
October 3, 2012 |
- |
- |
- |
- |
- |
- |
| Kansai Sawayaka
Bank |
March 2001 |
Convertible |
8.0 |
1.08 |
August
1, 2002 |
March
31, 2011 |
SB |
4.0 |
L+1.87 |
Apr.
1, 2006 |
L+2.37 |
10
years |
| Higashi-Nippon Bank |
March 2001 |
Convertible |
20.0 |
1.10 |
March 31, 2003 |
March 31, 2011 |
- |
- |
- |
- |
- |
- |
Resona HD
(Kinki Osaka Bank) |
April 2001 |
Convertible |
60.0 |
1.36 |
January 1, 2002 |
April 1, 2015 |
- |
- |
- |
- |
- |
- |
| Gifu Bank |
April 2001 |
Convertible |
12.0 |
1.21 |
March 1, 2002 |
April 1, 2011 |
- |
- |
- |
- |
- |
- |
The Nishi-Nippon City Bank
(formerly Fukuoka City Bank) |
January 2002 |
Convertible |
70.0 |
1.20 |
January 31, 2007 |
April 1, 2012 |
- |
- |
- |
- |
- |
- |
| Wakayama Bank |
January 2002 |
Convertible |
12.0 |
1.34 |
May
1, 2003 |
April
1, 2014 |
- |
- |
- |
- |
- |
- |
Kyushu Shinwa
HD
(formerly Kyushu Bank) |
March 2002 |
Convertible |
30.0 |
1.25 |
March
1, 2006 |
April
1, 2012 |
- |
- |
- |
- |
- |
- |
| Note 1. Fractions
falling short of ¥0.1 billion are rounded
off. |
| Note 2. Disposals are shaded. |
|
|
PSB |
= perpetual subordinated
bond |
| Note 3. L stands
for the six-month LIBOR of yen. |
|
SB |
= subordinated bond |
| |
|
PSL |
= perpetual subordinated
loan |
| |
|
SL |
= subordinated loan |
| Total Amount of Capital Injection |
8,605.3 |
| Total Amount of Disposed Book Value |
7,877.7 |
| Outstanding
Balance |
727.7 |
| Note: |
| 1. |
Perpetual subordinated bonds
issued by Bank of the Ryukyus and the Hokkaido
Bank were converted to preferred stock on September
29th, 2000, those of the Yachiyo Bank on February
28th, 2001, and those of the Fukuoka City Bank,
the Wakayama Bank, the Kyushu Shinwa HD (Kyushu
Bank) on September 30, 2002. |
| 2. |
Subordinated loans to Mizuho
FG (former Dai-Ichi Kangyo Bank) were converted
to subordinated bonds on November 22, 2000. |
| 3. |
Perpetual subordinated bonds
issued by Mitsubishi UFJ FG (former Mitsubishi
Trust & Banking) were repaid by the Bank (cancellation
by purchase) on December 22, 2000 (payment amount ¥101,807
million). The Bank’s preferred stock (proceeds
from sale ¥210.35 billion) was also re-sold
on January 24, 2001. |
| 4. |
Preferred stock issued by
Kansai Sawayaka Bank was repaid by the Bank (cancellation
by purchase) on October 3, 2003 (payment amount ¥10.584
billion). Also, subordinated loans to the Bank
were repaid on January 8, 2004 (cancellation
by purchase, payment amount ¥4.012 billion). |
| 5. |
Preferred stock issued by
Sumitomo Trust & Banking (proceeds from sale ¥138.08
billion) was re-sold on January 13, 2004. Also,
subordinated loans to the Bank were repaid on
January 14, 2004 (cancellation by purchase, payment
amount ¥102.366 billion). |
| 6. |
On March 31, 2004, Mizuho
FG (former Dai-Ichi Kangyo Bank and former Industrial
Bank of Japan), Bank of Yokohama and Mitsui Trust
HD (former Mitsui Trust & Banking) (¥10 billion
out of ¥150.0 billion) prepaid ¥410.0
billion of subordinated loans in total in accordance
with call provisions provided. |
| 7. |
On May 11, 2004, Bank of
Yokohama repaid ¥50.0 billion of subordinated
loans in accordance with call provisions provided. |
| 8. |
Preferred stock issued by
Bank of Yokohama (¥30.0 billion) was repaid
by the Bank (cancellation by purchase) on July
2, 2004 (payment amount ¥34.842 billion). |
| 9. |
Preferred stock issued by
Bank of Yokohama (¥55.0 billion out of ¥70.0
billion) was converted to common stock and sold
on July 30, 2004 (proceeds from sale ¥81.415
billion). |
| 10. |
Preferred shares issued by Bank of Yokohama (¥15.0 billion out of ¥70.0 billion) (see Note 9) were repaid by the Bank (payback) on August 31, 2004 (payment amount ¥17.259 billion). |
| 11. |
Preferred stock issued by
Mizuho FG (¥133.75 billion out of ¥175.0
billion (approved rate 1.40)) was repaid by the
Bank (cancellation by purchase) on August 31,
2004 (payment amount ¥180.482 billion). |
| 12. |
On September 30, 2004, Mizuho
FG (former Fuji Bank) (payment amount ¥200.0
billion), Mitsui Trust HD (former Mitsui Trust & Banking)
(¥40.0 billion out of ¥140.0 billion
(see Note 6)) prepaid ¥240.0 billion of subordinated
loans in total in accordance with call provisions
provided. |
| 13. |
On September 30, 2004, preferred
stock issued by Sumitomo Mitsui FG (former Sakura
Bank ¥105.0 billion out of ¥800.0 billion
and former Sumitomo Bank ¥96.0 billion out
of ¥201.0 billion) was converted to common
stock (acquisition amount ¥201.0 billion),
and then sold by ToSTNeT-2 (sale date: November
2, 2004 / account date: November 8, 2004 / proceeds
from sale: ¥268.339 billion). |
| 14. |
Preferred stock issued by
Mizuho FG (former Dai-Ichi Kangyo Bank ¥77.2
billion out of ¥200.0 billion (approved rate
0.41), former Fuji Bank ¥131.4 billion out
of ¥250.0 billion (approved rate 0.40), and
former Industrial Bank of Japan ¥41.25 billion
out of ¥175.0 billion (approved rate 1.40,
see Note 11) was repaid by the Bank (by purchase)
on March 7, 2005 (payment amount ¥259.96
billion). |
| 15. |
On March 31, 2005, Mizuho
FG (former Dai-Ichi Kangyo Bank) (payment amount ¥100.0
billion) (term: 11 years), Mitsui Trust HD (former
Mitsui Trust & Banking) (payment amount the rest
of ¥100.0 billion) (see Note 12) prepaid ¥200.0
billion of subordinated loans in total in accordance
with call provisions provided. |
| 16. |
Preferred stock issued by
Mizuho FG (former Dai-Ichi Kangyo Bank ¥122.8
billion out of ¥200.0 billion (approved rate
0.41) (see Note 14)), former Dai-Ichi Kangyo
Bank ¥200.0 billion (approved rate 0.70),
former Fuji Bank ¥118.6 billion out of ¥250.0
billion (see Note 14), and former Industrial
Bank o Japan ¥175.0 billion (approved rate
0.43) were repaid by the Bank on August 29, 2005
(payment amount ¥692.954 billion). |
| 17. |
On September 30, 2005, Mitsubishi
UFJ FG (former Sanwa Bank)(payment about ¥100.0
billion), Momiji HD (payment about ¥20.0
billion) prepaid ¥120.0 billion of subordinated
loans in total in accordance with call provisions
provided. |
| 18. |
Preferred stock issued by
Mitsubishi UFJ FG (former Sanwa Bank: ¥207.9
billion out of ¥600.0 billion (approved rate
0.53) and former Tokai Bank: ¥115.7 billion
out of ¥300.0 billion (approved rate 0.93))
was converted to common stock (acquisition amount ¥323.6
billion), and then sold by ToSTNeT-2 (sale date:
October 5, 2005 / account date: October 11, 2005
/ proceeds from sale: ¥349.804 billion). |
| 19. |
On October 12, 2005, preferred
stock issued by Mizuho FG (former Fuji Bank: ¥250.0
billion (approved rate 0.55)) was compulsorily
redeemed in full (payment amount ¥250.735
billion). |
| 20. |
Preferred stock issued by
Mitsubishi UFJ FG (former Sanwa Bank: ¥155.7
billion out of ¥600.0 billion (approved rate
0.53) (see Note 18) and former Toyo Trust Bank: ¥24.7
billion out of ¥200.0 billion (approved rate
1.15)) was converted to common stock (acquisition
amount ¥180.4 billion), and then sold by
ToSTNeT-2 (sale date: December 7, 2005 / account
date: December 12, 2005 / proceeds from sale: ¥200.441
billion). |
| 21. |
Preferred stock issued by
Mitsubishi UFJ FG (former Sanwa Bank: ¥53.1
billion out of ¥600.0 billion (approved rate
0.53) (see Note 20) and former Toyo Trust Bank: ¥22.4
billion out of ¥200.0 billion (approved rate
1.15) (see Note 20)) was resold (proceeds from
sale ¥101.395 billion) on December 9, 2005. |
| 22. |
Preferred stock issued by
Wakayama Bank was resold on December 12, 2005
(proceeds from sale ¥12.113 billion). |
| 23. |
Preferred stock issued by
Momiji Holdings (¥17.0 billion out of ¥20.0
billion) was re-sold on December 21, 2005 (proceeds
from sale ¥25.075 billion) and ¥3.0 billion
was repaid (payment amount ¥4.425 billion). |
| 24. |
Ashigin FG was dissolved
on December 26, 2005. DICJ received a ¥2.776
billion distribution of residual property on
February 18, 2008 for its holding of ¥105.0
billion preferred stock. |
| 25. |
Preferred stock issued by
Mitsubishi UFJ FG (former Sanwa Bank:¥155.4
billion out of ¥600.0 billion (approved rate
0.53) (see Note 21) and former Tokai Bank:¥24.9
billion out of ¥300.0 billion (approved rate
0.93) (see Note 18)) was converted to common
stock (acquisition amount ¥180.3 billion),
and then sold by ToSTNeT-2 (sale date: March
1, 2006 / account date: March 6, 2006 / proceeds
from sale: ¥186.141 billion) and by trade
on the floor (sale date: March 1, 2006 / account
date: March 6, 2006 / proceeds from sale:¥13.997
billion). |
| 26. |
Preferred stock issued by
Mitsubishi UFJ FG (former Toyo Trust Bank: ¥136.2
billion out of ¥200.0 billion (approved rate
1.15) (see Note 21) was resold (proceeds from
sale:¥300.185 billion) on March 3, 2006. |
| 27. |
Preferred stock issued by
Yachiyo Bank was resold on March 24, 2006 (proceeds
from sale: ¥40.068 billion). |
| 28. |
Preferred stock issued by
Sumitomo Mitsui FG (former Sumitomo Bank: ¥105.0
billion out of ¥201.0 billion (approved rate
0.35) (see Note 13) and ¥99.0 billion out
of ¥300.0 billion (approved rate 0.95)) was
repaid (payment amount ¥275.917 billion)
on May 17, 2006. |
| 29. |
Preferred stock issued by
Kumamoto Family Bank was resold on May 17, 2006
(proceeds from sale: ¥31.552 billion). |
| 30. |
Preferred stock issued by
Mitsubishi UFJ FG (former Sanwa Bank: ¥27.9
billion out of ¥600.0 billion (approved rate
0.53) (see Note 25) and former Tokai Bank: ¥178.714
billion out of ¥300.0 billion (approved rate
0.97)) was converted to common stock (acquisition
amount ¥206.614 billion), and then sold by
ToSTNeT-2 (sale date: May 24, 2006 / account
date: May 29, 2006 / proceeds from sale: ¥274.850
billion). |
| 31. |
Preferred stock issued by
Mitsubishi UFJ FG (former Tokai Bank: ¥159.4
billion out of ¥300.0 billion (approved rate
0.93) (see Note 25), former Tokai Bank: ¥121.286
billion out of ¥300.0 billion (approved rate
0.97) (see Note 30) and former Toyo Trust Bank: ¥16.7
billion out of ¥200.0 billion (approved rate
1.15) (see Note 26)) was converted to common
stock (acquisition amount ¥297.386 billion),
and then sold on June 9, 2006 (proceeds from
sale ¥418.420 billion). |
| 32. |
On July 4, 2006, preferred
stock issued by Mizuho FG (former Dai-ichi Kangyo
Bank: ¥300.0 billion (approved rate 2.38),
and former Fuji Bank: ¥300.0 billion (approved
rate 2.10)) was compulsorily redeemed in full
(payment amount ¥603.498 billion) with call
provisions provided. |
| 33. |
Preferred stock issued by
Shinsei Bank (¥120.0 billion out of ¥240.0
billion (approved rate 1.21)) was converted to
common stock in accordance with the request for
the approval of the exercise of privilege of
acquisition claim, and then sold by ToSTNeT-2
(sale date: August 17, 2006 / account date: August
22, 2006 / proceeds from sale: ¥150.625 billion). |
| 34. |
Preferred stock issued by
Sumitomo Mitsui FG (former Sumitomo Bank: ¥201.0
billion out of ¥300.0 billion (approved rate
0.95) (see Note 28)) was repaid in accordance
with the request for the approval of the repayment
on September 6, 2006 (payment amount ¥245.079
billion). |
| 35. |
Preferred stock issued by
Nishi-Nippon City Bank (¥35.0 billion out
of ¥70.0 billion) was repaid on September
6, 2006 (payment amount ¥41.163 billion). |
| 36. |
On September 29, 2006, preferred
stock issued by Sumitomo Mitsui FG (former Sakura
Bank: ¥450.0 billion out of ¥ 800.0 billion
(approved rate 1.37) (see Note 13)) was repaid
in accordance with the request for the approval
of the repayment (payment amount ¥653.04
billion). Also, ¥50.0 billion was converted
to common stock in accordance with the request
for the approval of the exercise of privilege
of acquisition claim. |
| 37. |
Preferred stock issued by
Sumitomo Mitsui FG (former Sakura Bank: ¥195
billion out of ¥800 billion (approved rate
1.37) (see Note 36)) was repaid in accordance
with the request for the approval of the repayment
on October 11, 2006 (payment amount ¥222.242
billion). |
| 38. |
Preferred shares issued by Bank of The Ryukyus (¥34.0 billion out of ¥40.0 billion) were repaid in accordance with the request for the approval of the repayment on October 11, 2006 (payment amount ¥40.593 billion). |
| 39. |
Preferred stock issued by
Sumitomo Mitsui FG (former Sakura Bank: ¥50.0
billion out of ¥800.0 billion (approved rate
1.37) (see Notes 36 and 37)) was converted to
common stock in accordance with the request for
the approval of the exercise of privilege of
acquisition claim, and then sold by ToSTNeT-2
on September 29, 2006 (sale date: October 17,
2006 / account date: October 20, 2006 / proceeds
from sale: ¥76.793 billion). |
| 40. |
Perpetual subordinated loan
issued by Resona HD (former Asahi Bank: ¥20.0
billion out of ¥100.0 billion) was repaid
in accordance with the request for the approval
of the repayment on November 2, 2006 (partial
purchase of its perpetual subordinated loan; ¥20.320
billion). |
| 41. |
Preferred stock issued by
Aozora Bank (¥104.720 billion out of ¥260.0
billion) was converted to common stock with listing
in accordance with the request for the approval
of the exercise of privilege of acquisition claim
and then sold on November 14 (proceeds from sale ¥132.646
billion). |
| 42. |
Preferred stock issued by
Resona HD (former Daiwa Bank: ¥244.679 billion
out of ¥408.0 billion and former Asahi Bank: ¥288.03
billion out of ¥300.0 billion (approved rate
1.15)) was repaid in accordance with the request
for the approval of the repayment on January
26, 2007 (payment amount ¥569.999 billion). |
| 43. |
Perpetual subordinated loan
issued by Resona HD (former Asahi Bank: ¥35.0
billion out of ¥80.0 billion (refer to Note
40 above)) was repaid in accordance with the
request for the approval of the repayment on
June 13, 2007 (partial purchase of its perpetual
subordinated loan; ¥35.550 billion). |
| 44. |
Preferred stock issued by
Chuo Mitsui Trust Holdings (former Mitsui Trust & Banking: ¥37
billion out of ¥250.3 billion (approved rate
1.25)) was converted to common stock in accordance
with the request for the approval of the exercise
of privilege of acquisition claim and then sold
on July 27, 2007 (proceeds from sale ¥86.662
billion). |
| 45. |
Preferred stock issued by
Shinsei Bank (remaining balance: ¥120 billion,
300 million shares (refer to Note33 above)) was
wholly acquired by Shinsei Bank and common stock
(200 million shares) was issued in exchange. |
| 46. |
Preferred stock issued by
Hokuhoku FG (Hokuriku Bank: ¥35.0 billion
out of ¥75.0 billion (approved rate 1.54))
was repaid in accordance with the request for
the approval of the repayment on August 9, 2007
(payment amount ¥40.016 billion). |
| 47. |
Kyushu Shinwa HD was dissolved
on August 29, 2007. DICJ received distribution
of residual property (¥30 billion) on February
18, 2008 for ¥30 billion preferred stock. |
| 48. |
Preferred stock issued by
Hokuhoku FG (Hokuriku Bank: ¥15.0 billion
out of the remaining balance of ¥40.0 billion
(approved rate 1.54) (refer to Note 46 above);
Hokkaido Bank: ¥10.032 billion out of ¥45.03
billion (approved rate 1.16)) was repaid in accordance
with the request for the approval of the repayment
on June 26, 2008 (payment amount ¥30.111
billion). |
| 49. |
Preferred stock issued by
Chuo Mitsui Trust Holdings (former Mitsui Trust & Banking: ¥86.4
billion out of the remaining balance of ¥213.3
billion (approved rate 1.25) (refer to Note 44
above)) was repaid in accordance with the request
for the approval of the repayment on July 3,
2008 (payment amount ¥127.386 billion). |
| 50. |
Preferred stock issued by
Chuo Mitsui Trust Holdings (former Mitsui Trust & Banking: ¥76.5
billion out of the remaining balance of ¥126.9
billion (approved rate 1.25) (refer to Note 49
above)) was converted to common stock in accordance
with the request for the approval of the exercise
of privilege of acquisition claim and then sold
on July 18, 2008 (proceeds from sale ¥103.53
billion). |
| 51. |
Preferred stock issued by
Resona HD (former Daiwa Bank: remaining balance
of ¥163.321 billion (refer to Note 42 above),
and former Asahi Bank: remaining balance of ¥11.970
billion (approved rate 1.15) (refer to Note 42
above)) was repaid in accordance with the request
for the approval of the repayment on March 13,
2009 (payment amount ¥180.436 billion). |
| 52. |
On March 31, 2009, Resona HD fully repaid subordinated
loans (former Asahi Bank: remaining balance of ¥45
billion (refer to Notes 40 and 43 above)) in
accordance with call provisions provided. |
| 53. |
Preferred stock issued by Hokuhoku FG (Hokuriku Bank: remaining balance of ¥25.0 billion (approved rate 1.54) (refer to Notes 46 and 48 above); Hokkaido Bank: ¥15.048 billion out of the remaining balance of ¥34.998 billion (approved rate 1.16)(refer to Note 48 above)) was repaid in accordance with the request for the approval of the repayment on July 7, 2009 (payment amount ¥47.912 billion). |
| 54. |
Preferred shares issued by Chuo Mitsui Trust HD (former Chuo Trust & Banking: remaining balance of ¥150 billion, 93,750,000 shares (approved rate 0.90); former Mitsui Trust & Banking: remaining balance of ¥50.35 billion, 31,468,750 shares (approved rate 1.25) (refer to Notes 44, 49 and 50 above) were wholly acquired by Chuo Mitsui Trust HD on August 1, 2009 and common shares (375,000,000 share and 125,875,000 shares, respectively) were issued in exchange. |
| 55. |
Preferred shares issued by Hokuhoku FG (Hokkaido Bank: remaining balance of ¥19.95 billion (approved rate 1.16) (refer to Notes 48 and 53 above)) were repaid in accordance with the request for the approval of the repayment on August 27, 2009 (payment amount ¥21.991 billion). |
| 56. |
Preferred shares issued by Bank of The Ryukyus (¥6.0 billion out of ¥40.0 billion) (refer to Note 38 above) and preferred shares issued by Nishi-Nippon City Bank (¥35.0 billion out of ¥70.0 billion) (refer to Note 35 above) were repaid in accordance with the requests for the approvals of the repayments on July 14, 2010(payment amount ¥6.026 billion by Bank of The Ryukyus, ¥35.121 billion by Nishi-Nippon City Bank). |
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