(as of September 30, 2011) (Unit: billion yen, %)
|
Capital Injection (Subordinated Bonds and Subordinated Loans) |
Management/Disposal Status |
| Name of Financial Institution |
Capital Injection Date |
Amount |
Approval Rate
(L = 6m LIBOR) |
Beginning of Step-up |
Rate after Beginning
of Step-up |
Type (Maturity) |
Disposal Date |
Notes |
Mizuho FG
(former Dai-Ichi Kangyo Bank) |
March 1999 |
100 |
L + 0.75 |
1 April 2004 |
L + 1.25 |
Subordinated loan
(10 years) |
November 2000 |
Subordinated loan changed into subordinated bonds |
| March 2004 |
The issuer called for early redemption in full |
Mizuho FG
(former Dai-Ichi Kangyo Bank) |
March 1999 |
100 |
L + 0.75 |
1 April 2005 |
L + 1.25 |
Subordinated loan
(11 years) |
November 2000 |
Subordinated loan changed into subordinated bonds |
| March 2005 |
The issuer called for early redemption in full |
Mizuho FG
(former Fuji Bank) |
March 1999 |
200 |
L + 0.65 |
1 April 2004 |
L + 1.35 |
Subordinated bond
(perpetual) |
September 2004 |
The issuer called for early redemption in full |
| 1 April 2009 |
L + 2.15 |
Mizuho FG
(former Industrial Bank of Japan) |
March 1999 |
250 |
L + 0.98 |
1 April 2004 |
L + 1.48 |
Subordinated bond
(perpetual) |
March 2004 |
The issuer called for early redemption in full |
Mitsubishi UFJ FG
(former Sanwa Bank) |
March 1999 |
100 |
L + 0.34 |
1 October 2004 |
L + 1.34 |
Subordinated bond
(perpetual) |
September 2005 |
The issuer called for early redemption in full |
Mitsubishi UFJ FG
(former Mitsubishi Trust & Banking) |
March 1999 |
100 |
L + 1.75 |
1 April 2004 |
L + 2.25 |
Subordinated bond
(perpetual) |
December 2000 |
The issuer repurchased in full (repurchase amount: 101.807 billion JPY) |
Resona HD
(former Asahi Bank) |
March 1999 |
100 |
L + 1.04 |
1 April 2009 |
L + 2.54 |
Subordinated loan
(perpetual) |
November 2006 |
The borrower partially repaid 20 billion JPY (out of 100 billion, repayment amount: 20.320 billion JPY) |
| June 2007 |
The borrower partially repaid 35 billion JPY (out of 80 billion, repayment amount: 35.550 billion JPY) |
| March 2009 |
The borrower executed the option to repay the remaining 45 billion JPY |
| Sumitomo Trust & Banking |
March 1999 |
100 |
L + 1.53 |
1 April 2006 |
L + 2.03 |
Subordinated bond
(12 years) |
January 2004 |
The issuer repurchased in full (repurchase amount: 102.366 billion JPY) |
Sumitomo Mitsui Trust HD
(former Mitsui Trust & Banking） |
March 1999 |
150 |
L + 1.49 |
1 April 2004 |
L + 1.99 |
Subordinated loan
(10 years) |
March 2004 |
The borrower partially executed the option to repay 10 billion JPY (out of 150 billion JPY) |
| September 2004 |
The borrower partially executed the option to repay 40 billion JPY (out of 140 billion JPY) |
| March 2005 |
The borrower executed the option to repay the remaining 100 billion JPY |
| Bank of Yokohama |
March 1999 |
50 |
L + 1.65 |
1 April 2004 |
L + 2.15 |
Subordinated loan
(perpetual) |
March 2004 |
The borrower executed the option to repay in full |
| 50 |
L + 1.07 |
1 April 2004 |
L + 1.57 |
Subordinated loan
(10 years 2 months) |
May 2004 |
The borrower executed the option to repay in full |
Momiji HD
(former Hiroshima-Sogo Bank) |
September 1999 |
20 |
L + 2.80 |
1 October 2004 |
L + 4.14 |
Subordinated loan
(perpetual) |
September 2005 |
The borrower executed the option to repay in full |
| Kansai Sawayaka Bank |
March 2001 |
4 |
L + 1.87 |
1 April 2006 |
L + 2.37 |
Subordinated loan
(10 years) |
January 2004 |
The issuer repurchased in full (repurchase amount: 4.012 billion JPY) |
|
Capital Injection (Preferred Shares) |
Management/Disposal Status |
| Name of Financial Institution |
Capital Injection Date |
Amount |
Dividend Yield |
Beginning of Conversion Period |
Mandatory Acquisition Date |
Type |
Disposal Date |
Notes |
Mizuho FG
(former Dai-Ichi Kangyo Bank) |
March 1999 |
200 |
0.41 |
1 August 2004 |
1 August 2006 |
Convertible |
March 2005 |
The issuer partially repurchased 77.2 billion JPY (out of 200 billion JPY) (repurchase amount: 60.525 billion JPY) |
| August 2005 |
The issuer repurchased the remaining 122.8 billion JPY (repurchase amount: 115.293 billion JPY) |
| 200 |
0.70 |
1 August 2005 |
1 August 2008 |
Convertible |
August 2005 |
The issuer repurchased in full (repurchase amount: 187.578 billion JPY) |
| 300 |
2.38 |
－ |
－ |
Non-convertible |
July 2006 |
The issuer repurchased in full mandatorily based on both its articles of incorporation and the subscription agreement of the shares (repurchase amount: 301.858 billion JPY) |
Mizuho FG
(former Fuji Bank) |
March 1999 |
300 |
2.10 |
－ |
－ |
Non-convertible |
July 2006 |
The issuer repurchased in full mandatorily based on both its articles of incorporation and the subscription agreement of the shares (repurchase amount: 301.640 billion JPY) |
| 250 |
0.55 |
1 October 2006 |
1 February 2011 |
Convertible |
October 2005 |
The issuer repurchased in full mandatorily based on both its articles of incorporation and the subscription agreement of the shares (repurchase amount: 250.735 billion JPY) |
| 250 |
0.40 |
1 October 2004 |
1 February 2009 |
Convertible |
March 2005 |
The issuer partially repurchased 131.4 billion JPY (out of 250 billion JPY, repurchase amount: 148.784 billion JPY) |
| August 2005 |
The issuer repurchased the remaining 118.6 billion JPY (repurchase amount: 156.376 billion JPY) |
Mizuho FG
(former Industrial Bank of Japan) |
March 1999 |
175 |
1.40 |
1 September 2003 |
1 September 2009 |
Convertible |
August 2004 |
The issuer partially repurchased 133.75 billion JPY (out of 175 billion JPY, repurchase amount: 180.482 billion JPY) |
| March 2005 |
The issuer repurchased the remaining 41.25 billion JPY (repurchase amount: 50.651 billion JPY) |
| 175 |
0.43 |
1 July 2003 |
1 September 2009 |
Convertible |
August 2005 |
The issuer repurchased in full (repurchase amount: 233.707 billion JPY) |
Sumitomo Mitsui FG
(former Sakura Bank) |
March 1999 |
800 |
1.37 |
1 October 2002 |
1 October 2009 |
Convertible |
November 2004 |
DICJ executed the option to convert 105 billion JPY preferred shares (out of 800 billion JPY) into common shares at the request by the issuer. DICJ sold such common shares in full to the issuer through mostly ToSTNeT-2 (proceeds of sale: 200.629 billion JPY) |
| September 2006 |
The issuer partially repurchased 450 billion JPY (out of 695 billion JPY, repurchase amount: 653.040 billion JPY]) |
| October 2006 |
The issuer partially repurchased 195 billion JPY (out of 245 billion JPY, repurchase amount: 222.242 billion JPY) |
| October 2006 |
The issuer acquired the remaining 50 billion JPY preferred shares and issued new common shares to DICJ in exchange for such preferred shares. DICJ sold such common shares in full to the issuer through mostly ToSTNeT-2 (proceeds of sale: 76.793 billion JPY) |
Sumitomo Mitsui FG
(former Sumitomo Bank) |
March 1999 |
201 |
0.35 |
1 May 2002 |
27 February 2009 |
Convertible |
November 2004 |
DICJ executed the option to convert 96 billion JPY preferred shares (out of 201 billion JPY) into common shares at the request by the issuer. DICJ sold such common shares in full to the issuer through mostly ToSTNeT-2 (proceed of sale: 67.710 billion JPY) |
| May 2006 |
The issuer repurchased the remaining 105 billion JPY (repurchase amount: 141.960 billion JPY) |
| 300 |
0.95 |
1 August 2005 |
27 February 2009 |
Convertible |
May 2006 |
The issuer partially repurchased 99 billion JPY (out of 300 billion JPY, repurchase amount: 133.957 billion JPY) |
| September 2006 |
The issuer repurchased the remaining 201 billion JPY (repurchase amount: 245.079 billion JPY) |
Mitsubishi UFJ FG
(former Sanwa Bank) |
March 1999 |
600 |
0.53 |
1 July 2001 |
1 August 2008 |
Convertible |
October 2005 |
DICJ executed the option to convert 207.9 billion JPY preferred shares (out of 600 billion JPY) into common shares at the request by issuer. DICJ sold such common shares in full to the issuer through mostly ToSTNeT-2 (proceeds of sale: 171.869 billion JPY) |
| December 2005 |
DICJ executed the option to convert 155.7 billion JPY preferred shares (out of 392.1 billion JPY) into common shares at the request by issuer. DICJ sold such common shares in full to the issuer through mostly ToSTNeT-2 (proceeds of sale: 149.862 billion JPY) |
| December 2005 |
DICJ partially sold 53.1 billion JPY (out of the remaining 236.4 billion JPY) to the other party/parties at the request by the issuer (proceeds of sale: 55.426 billion JPY) |
| March 2006 |
DICJ executed the option to convert 155.4 billion JPY preferred shares (out of 183.3 billion JPY) into common shares at the request by issuer. DICJ sold such common shares in full through ToSTNeT-2 to the issuer and regular transaction on the stock exchange (proceeds of sale: 160.469 billion JPY) |
| May 2006 |
DICJ executed the option to convert the remaining 27.9 billion JPY preferred shares into common shares at the request by the issuer. DICJ sold such common shares in full to the issuer through mostly ToSTNeT-2 (proceeds of sale: 25.206 billion JPY) |
Mitsubishi UFJ FG
(former Tokai Bank) |
March 1999 |
300 |
0.93 |
1 July 2002 |
31 March 2009 |
Convertible |
October 2005 |
DICJ executed the option to convert 115.7 billion JPY preferred shares (out of 300 billion JPY) into common shares at the request by the issuer. DICJ sold such common shares in full to the issuer through mostly ToSTNeT-2 (proceeds of sale: 177.935 billion JPY) |
| March 2006 |
DICJ executed the option to convert 24.9 billion JPY preferred shares (out of 184.3 billion JPY) into common shares at the request by the issuer. DICJ sold such common shares in full through ToSTNeT-2 to the issuer and regular transaction on the stock exchange (proceeds of sale: 39.669 billion JPY) |
| June 2006 |
DICJ executed the option to convert the remaining 159.4 billion JPY preferred shares into common shares at the request by the issuer. DICJ sold such common shares in full through the Public Offering (proceeds of PO: 219.637 billion JPY) |
| 300 |
0.97 |
1 July 2003 |
31 March 2009 |
Convertible |
May 2006 |
DICJ executed the option to convert 178.714 billion JPY preferred shares (out of 300 billion JPY) into common shares at the request by the issuer. DICJ sold such common shares in full to the issuer through mostly ToSTNeT-2 (proceeds of sale: 249.644 billion JPY) |
| June 2006 |
DICJ executed the option to convert the remaining 121.286 billion JPY preferred shares into common shares at the request by the issuer. DICJ sold such common shares in full through the Public Offering (proceeds of PO: 167.120 billion JPY) |
Mitsubishi UFJ FG
(former Toyo Trust & Banking) |
March 1999 |
200 |
1.15 |
1 July 1999 |
1 August 2009 |
Convertible |
December 2005 |
DICJ executed the option to convert 24.7 billion JPY preferred shares (out of 200 billion JPY) into common shares at the request by the issuer. DICJ sold such common shares in full to the issuer through mostly ToSTNeT-2 (proceeds of sale: 50.579 billion JPY) |
| December 2005 |
DICJ sold 22.4 billion JPY (out of 175.3 billion JPY) to the other party/parties at the request by the issuer (proceeds of sale: 45.969 billion JPY) |
| March 2006 |
DICJ sold 136.2 billion JPY (out of 152.9 billion JPY) to the other party/parties at the request by the issuer (proceeds of sale: 300.185 billion JPY) |
| June 2006 |
DICJ executed the option to convert 16.7 billion JPY preferred shares into common shares at the request by the issuer. DICJ sold such common shares in full through the Public Offering (proceeds of PO: 31.663 billion JPY) |
Mitsubishi UFJ FG
(former Mitsubishi Trust & Banking) |
March 1999 |
200 |
0.81 |
31 July 2003 |
1 August 2008 |
Convertible |
January 2001 |
DICJ sold in full to the other party/parties at the request by the issuer (proceeds of sale: 210.350 billion JPY) |
Resona HD
(former Daiwa Bank) |
March 1999 |
408 |
1.06 |
30 June 1999 |
1 April 2009 |
Convertible |
January 2007 |
The issuer partially repurchased 244.679 billion JPY (out of 408 billion JPY, repurchase amount: 293.370 billion JPY) |
| March 2009 |
The issuer repurchased the remaining 163.321 billion JPY (repurchase amount: 174.917 billion JPY) |
Resona HD
(former Asahi Bank) |
March 1999 |
300 |
1.15 |
1 July 2002 |
1 December 2009 |
Convertible |
January 2007 |
The issuer partially repurchased 288.03 billion JPY (out of 300 billion JPY, repurchase amount: 276.629 billion JPY) |
| March 2009 |
The issuer repurchased the remaining 11.97 billion JPY (repurchase amount: 5.519 billion JPY) |
| 100 |
1.48 |
1 July 2003 |
1 December 2014 |
Convertible |
|
|
| Sumitomo Trust & Banking |
March 1999 |
100 |
0.76 |
1 April 2001 |
31 March 2009 |
Convertible |
January 2004 |
DICJ sold in full to the other party/parties at the request by the issuer (proceeds of sale: 138.080 billion JPY) |
Sumitomo Mitsui Trust HD
(former Mitsui Trust & Banking) |
March 1999 |
250.30 |
1.25 |
1 July 1999 |
1 August 2009 |
Convertible |
July 2007 |
The issuer acquired 37 billion JPY preferred shares (out of 250.25 billion JPY) and issued new common shares to DICJ in exchange for such preferred shares. DICJ sold such common shares in full through the Public Offering at the request of the issuer (proceeds of PO: 86.662 billion JPY) |
| July 2008 |
The issuer partially repurchased 86.4 billion JPY (out of 213.25 billion JPY, repurchase amount: 127.386 billion JPY) |
| July 2008 |
The issuer acquired 76.5 billion JPY preferred shares (out of 126.85 billion JPY) and issued new common shares to DICJ in exchange for such preferred shares. DICJ sold such common shares in full through the Public Offering at the request of the issuer (proceeds of PO: 103.530 billion JPY) |
| August 2009 |
The issuer, on the Mandatory Acquisition Date, acquired of the remaining 50.35 billion JPY mandatorily and issued new 125,875,000 common shares to DICJ in exchange for such preferred shares. |
Sumitomo Mitsui Trust HD
(former Chuo Trust & Banking) |
March 1999 |
150 |
0.90 |
1 July 1999 |
1 August 2009 |
Convertible |
August 2009 |
The issuer, on the Mandatory Acquisition Date, acquired 150 billion JPY preferred shares in full mandatorily and issued new 375,000,000 common shares to DICJ in exchange for such preferred shares |
| Bank of Yokohama |
March 1999 |
70 |
1.13 |
1 August 2001 |
31 July 2009 |
Convertible |
July 2004 |
DICJ executed the option to convert 55 billion JPY preferred shares (out of 70 billion JPY) into common shares at the request by the issuer. DICJ sold such common shares in full through the Public Offering (proceeds of PO: 81.415 billion JPY) |
| August 2004 |
The issuer repurchased the remaining 15 billion JPY (repurchase amount: 17.259 billion JPY) |
| 30 |
1.89 |
1 August 2004 |
31 July 2009 |
Convertible |
July 2004 |
The issuer repurchased in full (repurchase amount: 34.842 billion JPY) |
| Ashigin FG (Ashikaga Bank) |
September 1999 |
75 |
0.94 |
29 September 2000 |
30 September 2009 |
Convertible |
February
2006 |
The issuer dissolved in December 2005, and DICJ received distribution of residual assets (distribution amount: 2.776 billion JPY) for the preferred shares (book value: 105 billion JPY in total) |
| November 1999 |
30 |
0.94 |
30 November 2000 |
30 November 2009 |
Convertible |
| Hokuhoku FG (Hokuriku Bank) |
September 1999 |
75 |
1.54 |
1 March 2001 |
30 July 2010 |
Convertible |
August 2007 |
The issuer partially repurchased 35 billion JPY (out of 75 billion JPY, repurchase amount: 40.016 billion JPY) |
| June 2008 |
The issuer partially repurchased 15 billion JPY (out of 40 billion JPY, repurchase amount: 18.018 billion JPY) |
| July 2009 |
The issuer repurchased the remaining 25 billion JPY (repurchase amount: 29.805 billion JPY) |
| Hokuhoku FG (Hokkaido Bank) |
March 2000 |
45.00 |
1.16 |
1 August 2001 |
1 August 2010 |
Convertible |
September 2000 |
Perpetual subordinated bonds converted into preferred shares as originally planned |
| June 2008 |
The issuer partially repurchased 10.032 billion JPY (out of 45.03 billion JPY, repurchase amount: 12.093 billion JPY) |
| July 2009 |
The issuer partially repurchased 15.048 billion JPY (out of 34.998 billion JPY, repurchase amount: 18.107 billion JPY) |
| August 2009 |
The issuer repurchased the remaining 19.95 billion JPY (repurchase amount: 21.991 billion JPY) |
| Bank of the Ryukyus |
September 1999 |
40 |
1.50 |
29 December 2000 |
1 October 2010 |
Convertible |
September 2000 |
Perpetual subordinated bonds converted into preferred shares as originally planned |
| October 2006 |
The issuer partially repurchased 34 billion JPY (out of 40 billion JPY, repurchase amount: 40.593 billion JPY) |
| July 2010 |
The issuer repurchased the remaining 6 billion JPY (repurchase amount: 6.026 billion JPY) |
Momiji HD
(former Hiroshima-Sogo Bank) |
September 1999 |
20 |
1.41 |
30 September 2004 |
1 August 2011 |
Convertible |
December 2005 |
DICJ sold 17 billion JPY to the other party/parties at the request by the issuer (proceeds of sale: 25.075 billion JPY). The issuer repurchased 3 billion JPY (repurchase amount: 4.425 billion JPY). |
| Kumamoto Family Bank |
February 2000 |
30 |
1.33 |
2 September 2002 |
1 March 2014 |
Convertible |
May 2006 |
DICJ sold in full to the other party/parties at the request by the issuer (proceeds of sale: 31.552 billion JPY) |
| Shinsei Bank |
March 2000 |
240 |
1.21 |
1 August 2005 |
1 August 2007 |
Convertible |
August 2006 |
The issuer acquired 120 billion JPY preferred shares (out of 240 billion JPY) and issued new common shares to DICJ in exchange for such preferred shares. DICJ sold such common shares in full to the issuer through mostly ToSTNeT-2 (proceeds of sale: 150.625 billion JPY) |
| August 2007 |
The issuer, on the Mandatory Acquisition Date, acquired the remaining 120 billion JPY mandatorily and issued new 200,000,000 common shares to DICJ in exchange for such preferred shares |
| Chiba Kogyo Bank |
September 2000 |
60 |
1.29 |
30 September 2002 |
31 March 2014 |
Convertible |
|
|
| Yachiyo Bank |
September 2000 |
35 |
1.13 |
30 September 2002 |
30 September 2010 |
Convertible |
February 2001 |
Perpetual subordinated bonds converted into preferred shares as originally planned |
| March 2006 |
DICJ sold in full to the other party/parties at the request by the issuer (proceeds of sale: 40.068 billion JPY) |
| Aozora Bank |
October 2000 |
260 |
1.24 |
3 October 2005 |
3 October 2012 |
Convertible |
November 2006 |
The issuer acquired 104.72 billion JPY preferred shares (out of 260 billion JPY) and issued new common shares to DICJ in exchange for such preferred shares. DICJ sold such common shares in full through the Public Offering at the request of the issuer (proceeds of PO: 132.646 billion JPY) |
| Kansai Sawayaka Bank |
March 2001 |
8 |
1.08 |
1 August 2002 |
31 March 2011 |
Convertible |
October 2003 |
The issuer repurchased in full (repurchase amount: 10.584 billion JPY) |
| Higashi-Nippon Bank |
March 2001 |
20 |
1.10 |
31 March 2003 |
31 March 2011 |
Convertible |
March 2011 |
The issuer repurchased in full (repurchase amount: 20.098 billion JPY) |
| Resona HD (Kinki Osaka Bank) |
April 2001 |
60 |
1.36 |
1 January 2002 |
1 April 2015 |
Convertible |
|
|
| Gifu Bank |
April 2001 |
12 |
1.21 |
1 March 2002 |
1 April 2011 |
Convertible |
December 2010 |
The issuer repurchased in full (repurchase amount: 12.106 billion JPY) |
Nishi-Nippon City Bank
(former Fukuoka City Bank) |
January 2002 |
70 |
1.20 |
31 January 2007 |
1 April 2012 |
Convertible |
September 2002 |
Perpetual subordinated bonds converted into preferred shares as originally planned |
| September 2006 |
The issuer partially repurchased 35 billion JPY (out of 70 billion JPY, repurchase amount: 41.163 billion JPY) |
| July 2010 |
The issuer repurchased the remaining 35 billion JPY (repurchase amount: 35.121 billion JPY) |
| Wakayama Bank |
January 2002 |
12 |
1.34 |
1 May 2003 |
1 April 2014 |
Convertible |
September 2002 |
Perpetual subordinated bonds converted into preferred shares as originally planned |
| December 2005 |
DICJ sold in full to the other party/parties at the request by the issuer (proceeds of sale: 12.113 billion JPY) |
Kyushu-Shinwa HD
(former Kyushu Bank) |
March 2002 |
30 |
1.25 |
1 March 2006 |
1 April 2012 |
Convertible |
September 2002 |
Perpetual subordinated bonds converted into preferred shares as originally planned |
February
2008 |
The issuer dissolved in August 2007, and DICJ received distribution of residual assets (distribution amount: 30 billion JPY) for the preferred shares (book value: 30 billion JPY) |
Message from the Governor