(as of September 30, 2010) (Unit: billion yen, %)
|
Capital Injection (Subordinated Bonds and Subordinated Loans) |
Management/Disposal Status |
| Name of Financial Institution |
Capital Injection Date |
Amount |
Approved rate
(L = 6m LIBOR) |
Type |
Maturity |
Disposal Date |
Notes |
| 0-5th Year |
6th Year onwards |
Mizuho FG
(former Fuji Bank) |
March 1998 |
100 |
L + 1.10 |
L + 2.60 |
Subordinated
bond |
Perpetual |
March 2004 |
The issuer called for early redemption in full |
Mizuho FG
(former Industrial Bank of Japan) |
March 1998 |
100 |
L + 0.55 |
L + 1.25 |
Subordinated
bond |
10 years |
March 2004 |
The issuer called for early redemption in full |
Mizuho FG
(former Yasuda Trust & Banking) |
March 1998 |
150 |
L + 2.45 |
L + 3.95 |
Subordinated
bond |
Perpetual |
March 2003 |
The issuer partially called for early redemption of 50 billion JPY (out of 150 billion JPY) |
| September 2003 |
The issuer partially called for early redemption of 50 billion JPY (out of 100 billion JPY) |
| March 2004 |
The issuer partially called for early redemption of 25 billion JPY (out of 50 billion JPY) |
| September 2004 |
The issuer called for early redemption of the remaining 25 billion JPY |
Sumitomo Mitsui FG
(former Sakura Bank) |
March 1998 |
100 |
L + 1.20 |
L + 2.70 |
Subordinated
bond |
Perpetual |
March 2003 |
The issuer called for early redemption in full |
Sumitomo Mitsui FG
(former Sumitomo Bank) |
March 1998 |
100 |
L + 0.90 |
L + 2.40 |
Subordinated
bond |
Perpetual |
March 2003 |
The issuer called for early redemption in full |
Mitsubishi UFJ FG
(former Bank of Tokyo-Mitsubishi) |
March 1998 |
100 |
L + 0.90 |
L + 2.40 |
Subordinated
bond |
Perpetual |
February 2000 |
The issuer repurchased in full (repurchase amount: 100.560 billion JPY) |
Mitsubishi UFJ FG
(former Mitsubishi Trust & Banking) |
March 1998 |
50 |
L + 1.10 |
L + 2.60 |
Subordinated
bond |
Perpetual |
December 2000 |
The issuer repurchased in full (repurchase amount: 50.002 billion JPY) |
Mitsubishi UFJ FG
(former Sanwa Bank) |
March 1998 |
100 |
L + 0.55 |
L + 1.25 |
Subordinated
bond |
10 years |
March 2003 |
The issuer called for early redemption in full |
Mitsubishi UFJ FG
(former Tokai Bank) |
March 1998 |
100 |
L + 0.90 |
L + 2.40 |
Subordinated
loan |
Perpetual |
May 2001 |
Perpetual subordinated loan changed into perpetual subordinated bonds |
| March 2003 |
The issuer called for early redemption in full |
Mitsubishi UFJ FG
(former Toyo Trust & Banking) |
March 1998 |
50 |
L + 1.10 |
L + 2.60 |
Subordinated
bond |
Perpetual |
March 2003 |
The issuer called for early redemption in full |
Resona HD
(former Asahi Bank) |
March 1998 |
100 |
L + 1.00 |
L + 2.50 |
Subordinated
loan |
Perpetual |
October 2005 |
The borrower executed the option to repay in full |
Resona HD
(former Daiwa Bank) |
March 1998 |
100 |
3m LIBOR + 2.70 |
3m LIBOR + 2.70
(On and after July 1, 2008: 3m LIBOR + 3.95) |
Subordinated
loan |
Perpetual |
September 2005 |
The borrower executed the option to repay in full |
| Sumitomo Trust & Banking |
March 1998 |
100 |
L + 1.10 |
L + 2.60 |
Subordinated
bond |
Perpetual |
March 2003 |
The issuer called for early redemption in full |
Chuo Mitsui Trust HD
(former Mitsui Trust & Banking) |
March 1998 |
100 |
L + 1.45 |
L + 2.95 |
Subordinated
bond |
Perpetual |
March 2005 |
The issuer called for early redemption in full |
Chuo Mitsui Trust HD
(former Chuo Trust & Banking) |
March 1998 |
28 |
L + 2.45 |
L + 3.95 |
Subordinated
loan |
Perpetual |
March 2003 |
The borrower executed the option to repay in full |
| Bank of Yokohama |
March 1998 |
20 |
L + 1.10 |
L + 2.60 |
Subordinated
loan |
Perpetual |
May 2003 |
The borrower executed the option to repay in full |
Hokuhoku FG
(Hokuriku Bank) |
March 1998 |
20 |
L + 2.45 |
L + 3.95 |
Subordinated
loan |
Perpetual |
September 2005 |
The borrower partially executed the option to repay 10 billion JPY (out of 20 billion JPY) |
| March 2006 |
The borrower executed the option to repay the remaining 10 billion JPY |
Ashigin FG
(Ashikaga Bank) |
March 1998 |
30 |
L + 2.95 |
L + 4.45 |
Subordinated
bond |
Perpetual |
March 2004 |
The issuer called for early redemption in full |
| Shinsei Bank |
March 1998 |
46.6 |
L + 2.45 |
L + 3.95 |
Subordinated
bond |
Perpetual |
March 2003 |
The borrower executed the option to repay in full |
|
Capital Injection (Convertible Preferred Shares) |
Management/Disposal Status |
| Name of Financial Institution |
Capital Injection Date |
Amount |
|
Beginning of
Conversion Period |
Mandatory Acquisition Date |
Disposal Date |
Notes |
Mizuho FG
(former Dai-Ichi Kangyo Bank) |
March 1998 |
99 |
0.75 |
1 July 1998 |
1 August 2005 |
August 2004 |
The issuer repurchased in full (repurchase amount: 59.489 billion JPY) |
Mitsui Trust HD
(former Chuo Trust & Banking) |
March 1998 |
32 |
2.50 |
1 July 1998 |
1 August 2018 |
July 2006 |
The issuer acquired preferred shares in full and issued new common shares to DICJ in exchange for such preferred shares. DICJ sold such common shares in full through the Public Offering at the request of the issuer (proceeds from PO: 97.926 billion JPY) |
| Shinsei Bank |
March 1998 |
130 |
1.00 |
1 October 1998 |
1 April 2008 |
October 1998 |
Acquired by the DICJ based on the decision to impose Special Public Management |
| March 2000 |
Decreased in the number by 25,472,000 shares out of 100,000,000 shares on the decision to implement reduction of capital |
| March 2008 |
The issuer acquired the remaining 74,528,000 preferred shares, at the request of DICJ, and issued new 269,128,888 common shares to DICJ in exchange for such preferred shares |
| Aozora Bank |
March 1998 |
60 |
1.00 |
1 October 1998 |
1 April 2018 |
December 1998 |
Acquired by the DICJ based on the decision to impose Special Public Management |
| October 2000 |
Decreased in the number by 71,856,000 shares out of 120,000,000 shares on the decision to implement reduction of capital (and reduced dividend yield (3%→1%)) |