| List of Capital Injection Operations Pursuant to the Financial Functions Stabilization Act |
(as at March
31, 2009) (¥ billion, %)
| Name
of Financial Institution |
Month/Year
of Capital Injection |
Preferred
Stock |
Subordinated
Bonds / Loans |
| Type |
Amount |
Rate
Approved |
Beginning
of Conversion |
Mandatory
Conversion Date |
Type |
Amount |
Rate
Approved
(L stands for the six-month LIBOR of yen) |
Period |
| 0-5th Year |
5th Year Onwards |
| Mizuho FG (formerly Dai-Ichi Kangyo Bank) |
March 1998 |
Convertible |
99.0 |
0.75 |
July 1, 1998 |
August 1, 2005 |
- |
- |
- |
- |
- |
| Mizuho FG (formerly Fuji Bank) |
March 1998 |
- |
- |
- |
- |
- |
PSB |
100.0 |
L + 1.10 |
L + 2.60 |
Perpetual |
| Mizuho FG (formerly Industrial Bank
of Japan) |
March 1998 |
- |
- |
- |
- |
- |
SB |
100.0 |
L + 0.55 |
L + 1.25 |
10 years |
| Mizuho FG (formerly Yasuda Trust & Banking) |
March 1998 |
- |
- |
- |
- |
- |
PSB |
150.0 |
L + 2.45 |
L + 3.95 |
Perpetual |
| Sumitomo Mitsui FG
(formerly Sakura Bank) |
March 1998 |
- |
- |
- |
- |
- |
PSB |
100.0 |
L + 1.20 |
L + 2.70 |
Perpetual |
| Sumitomo Mitsui FG (formerly Sumitomo
Bank) |
March 1998 |
- |
- |
- |
- |
- |
PSB |
100.0 |
L + 0.90 |
L + 2.40 |
Perpetual |
| Mitsubishi UFJ FG (formerly Tokyo Mitsubishi
Bank) |
March 1998 |
- |
- |
- |
- |
- |
PSB |
100.0 |
L + 0.90 |
L + 2.40 |
Perpetual |
| Mitsubishi UFJ FG (formerly Mitsubishi
Trust & Banking) |
March 1998 |
- |
- |
- |
- |
- |
PSB |
50.0 |
L + 1.10 |
L + 2.60 |
Perpetual |
| Mitsubishi UFJ FG (formerly Sanwa Bank) |
March 1998 |
- |
- |
- |
- |
- |
SB |
100.0 |
L + 0.55 |
L + 1.25 |
10 years |
| Mitsubishi UFJ FG (formerlyTokai Bank) |
March 1998 |
- |
- |
- |
- |
- |
PSB |
100.0 |
L + 0.90 |
L + 2.40 |
Perpetual |
| Mitsubishi UFJ FG (formerly Toyo Trust & Banking) |
March 1998 |
- |
- |
- |
- |
- |
PSB |
50.0 |
L + 1.10 |
L + 2.60 |
Perpetual |
| Resona HD (formerly Asahi Bank) |
March 1998 |
- |
- |
- |
- |
- |
PSL |
100.0 |
L + 1.00 |
L + 2.50 |
Perpetual |
| Resona HD (formerly Daiwa Bank) |
March 1998 |
- |
- |
- |
- |
- |
PSL |
100.0 |
L + 2.70 |
L + 2.70 |
Perpetual |
| Sumitomo Trust & Banking |
March 1998 |
- |
- |
- |
- |
- |
PSB |
100.0 |
L + 1.10 |
L + 2.60 |
Perpetual |
| Mitsui Trust HD (formerly Mitsui Trust & Banking) |
March 1998 |
- |
- |
- |
- |
- |
PSB |
100.0 |
L + 1.45 |
L + 2.95 |
Perpetual |
| Mitsui Trust HD (formerly
Chuo Trust & Banking) |
March 1998 |
Convertible |
32.0 |
2.50 |
July 1, 1998 |
August 1, 2018 |
PSL |
28.0 |
L + 2.45 |
L + 3.95 |
Perpetual |
| Bank of Yokohama |
March 1998 |
- |
- |
- |
- |
- |
PSL |
20.0 |
L + 1.10 |
L + 2.60 |
Perpetual |
| Hokuhoku FG (Hokuriku Bank) |
March 1998 |
- |
- |
- |
- |
- |
PSL |
20.0 |
L + 2.45 |
L + 3.95 |
Perpetual |
| Ashigin FG (Ashikaga Bank) |
March 1998 |
- |
- |
- |
- |
- |
PSB |
30.0 |
L + 2.95 |
L + 4.45 |
Perpetual |
| Shinsei Bank |
March 1998 |
Convertible |
130.0 |
1.00 |
October 1, 1998 |
April 1, 2008 |
PSL |
46.6 |
L + 2.45 |
L + 3.95 |
Perpetual |
| Aozora Bank |
March 1998 |
Convertible |
60.0 |
1.00 |
October 1, 1998 |
April 1, 2018 |
- |
- |
- |
- |
- |
| Note 1. Figures are rounded
off. |
| Note 2. Disposals are shaded. |
|
|
PSB |
= perpetual subordinated bond |
| |
|
SB |
= subordinated bond |
| |
|
PSL |
= perpetual subordinated
loan |
| Total Amount of Capital Injection |
1,815.6 |
| Total Amount of Disposed Book Value |
1,625.6 |
| Outstanding
Balance |
190.0 |
| Note: |
| 1. |
DICJ acquired the preferred shares of the Shinsei
Bank (former the Long-Term Credit Bank of Japan)
and the Aozora Bank (former
the Nippon Credit Bank) on October 28, 1998 and
December 17, 1998, respectively through the decision
to start special public
management.
The preferred shares of the Shinsei Bank (originally ¥130.0
billion) were reduced by 25,472,000 shares (of
100,000,000 shares) on
March 31, 2000.
The preferred shares of the Aozora Bank (originally ¥60.0
billion) were reduced by 71,856,000 shares (of
120,000,000 shares) on
October 3, 2000, and its dividend rate cut from
3% to 1%. |
| 2. |
3-month LIBOR is applied to the rate approved
for Resona HD (former Daiwa Bank).
The approved added rate for perpetual subordinated
loans of the Resona HD (former Daiwa Bank) will
be 3.95% from July 1, 2008.
The date that Resona HD can exercise call provision
for optional repayment is each interest payment
date after March 30, 2003. |
| 3. |
Perpetual subordinated loans to Mitsubishi
UFJ FG (former Tokai Bank) were converted to
perpetual subordinated bonds on May 21,
2001. |
| 4. |
Perpetual subordinated bonds injected into
Mitsubishi UFJ FG (former Bank of Tokyo Mitsubishi)
were repaid (cancellation by
purchase) on February 28, 2000 (repayment amount ¥100.56
billion).
Perpetual subordinated bonds injected into Mitsubishi
UFJ FG (former Mitsubishi Trust & Banking)
were repaid cancellation by
purchase) on December 22, 2000 (repayment amount ¥50.002
billion). |
| 5. |
On March 31, 2003, 6 financial institutions
(Sumitomo Mitsui FG, Mitsubishi UFJ FG (former
Sanwa Bank, former Tokai Bank,
former Toyo Trust & Banking), Sumitomo Trust
Bank, Shinsei Bank, Mitsui Trust HD (former Chuo
Trust & Banking) and Mizuho
FG (former Yasuda Trust & Banking) (¥50.0
billion out of ¥150.0 billion) prepaid a
total of ¥674.6 billion of subordinated
bonds/loans in accordance with call provisions
provided. |
| 6. |
On May 9, 2003, Bank of Yokohama prepaid a
total of ¥20.0 billion of subordinated loans
in accordance with call provisions
provided. |
| 7. |
On September 30, 2003, Mizuho Trust & Banking
prepaid ¥50.0 billion out of ¥100.0 billion
(see Note 5) subordinated bonds of Mizuho FG (former Yasuda Trust & Banking)
in accordance with call provisions provided. |
| 8. |
On March 30, 2004, Ashigin FG (former Ashikaga
Bank: ¥30 billion), Mizuho FG (former Fuji
Bank and former Industrial Bank of
Japan: ¥100 billion each, and former Yasuda
Trust & Banking: ¥25 billion out of ¥50
billion (see Note 7)) prepaid ¥255.0 billion
of subordinated bonds in accordance with call provisions
provided. |
| 9. |
The preferred shares of Mizuho FG (¥99.0
billion) were repaid (cancellation by purchase)
on August 31, 2004 (repayment amount ¥59.49 billion). |
| 10. |
On September 30, 2004, Mizuho Trust & Banking
prepaid ¥25.0 billion (see Note 8) of subordinated
bonds of Mizuho FG (former
Yasuda Trust & Banking) in accordance with
call provisions provided. |
| 11. |
On March 31, 2005, Mitsui Trust HD prepaid ¥100.0
billion of subordinated bonds (former Mitsui
Trust & Banking) in accordance
with call provisions provided. |
| 12. |
On September 30, 2005, Resona HD (former Daiwa
Bank) prepaid ¥100.0 billion, Hokuhoku FG
(Hokuriku Bank) prepaid ¥10.0
billion out of ¥20.0 billion of subordinated
loans in accordance with call provisions provided. |
| 13. |
On October 3, 2005, Resona HD prepaid a total
of ¥100.0 billion (former Asahi Bank) of
subordinated loans in accordance with call
provisions provided. |
| 14. |
On March 30, 2006, Hokuhoku FG (former Hokuriku
Bank) prepaid a total of ¥10.0 billion of
subordinated loans (see Note 12) in
accordance with call provisions provided. |
| 15. |
Preferred stock issued by Mitsui Trust HD (former
The Chuo Mitsui Trust and Banking Company: ¥32.0
billion (approved rate:
2.50)) was converted to common stock and sold
on July 28, 2006 (proceeds from sale: ¥97.926
billion). |
| 16. |
On March 31, 2008, preferred stock issued by
Shinsei Bank (74,528,000 shares, refer to Note
1. above) was converted to common
stock (269,128,888 shares) at the request of
DICJ. |
|
|
|
2006
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