| List of Capital Injection Operations Pursuant to the Deposit Insurance Act |
(as at March
31, 2009) (¥ billion, %)
| Name
of Financial Institutions |
Month/Year
of Capital Injection |
Common
Shares/Preferred Shares |
Subordinated
Bonds / Loans |
| Type |
Amount |
Rate
of Dividend
(L stands for the twelve-month
LIBOR of yen) |
Beginning
of Conversion |
Mandatory
Conversion Date |
Type |
Amount |
Rate |
Beginning
of Step-Up |
Rate
after Beginning of Step-up |
Period |
| Resona
HD (Resona Bank) |
Jun. 2003 |
Common Shares |
296.4 |
- |
- |
- |
- |
- |
- |
- |
- |
- |
| Preferred Shares(Convertible) |
550.0 |
L + 0.5 |
Jul. 1, 2006 |
- |
- |
- |
- |
- |
- |
- |
| Preferred Shares(Convertible) |
563.6 |
L + 0.5 |
Jul. 1, 2008 |
- |
- |
- |
- |
- |
- |
- |
| Preferred Shares(Convertible) |
550.0 |
L + 0.5 |
Jul. 1, 2010 |
- |
- |
- |
- |
- |
- |
- |
| Total Amount of Capital Injection |
1,960.0 |
| Total Amount of Disposed Book Value |
34.7 |
| Outstanding
Balance |
1,925.3 |
| Note: |
| 1. |
Figures are rounded off. |
| 2. |
|
| 3. |
The shares paid into Resona Bank on June 30,
2003 and subscribed on July 1 were exchanged on
August 7, 2003 with shares issued by Resona Holdings. |
| 4. |
By offer from Resona HD, ¥2.73 billion common
shares out of ¥296.4 billion were purchased
by Resona HD through ToSTNeT-2 transaction on February
1, 2005 (date of delivery: February 4, sale amount: ¥11.078
billion). |
| 5. |
By offer from Resona HD, ¥14.444 billion
common shares out of the remaining balance of ¥293.7
billion (refer to Note 3. above) were purchased
by the third parties designated by Resona HD through
ToSTNeT-2 transaction on June 19, 2008 (date of
delivery: June 24, sale amount: ¥50.0 billion). |
| 6. |
By offer from Resona HD, 0.001 share (¥200)
of odd stock of Series 1 Class-2 preferred shares
was repaid on December 1, 2008 (repayment amount: ¥207). |
| 7. |
By offer from Resona HD, ¥17.568 billion
common shares out of the remaining balance of ¥279.3
billion (refer to Note 4. above) were purchased
by the third parties designated by Resona HD through
ToSTNeT-2 transaction on December 19, 2008 (date
of delivery: December 25, sale amount: ¥50.0
billion). |
|
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