(as of September 30, 2010) (Unit: billion yen, %)
|
Capital Injection (Common Shares) |
Management/Disposal Status |
Name of Financial Institution
(Initial Capital Injection Recipient) |
Capital Injection Date |
Amount |
- |
Disposal Date |
Notes |
Remaining amount
after Disposal |
Resona HD
(Resona Bank) |
June 2003 |
296.438 |
- |
February 2005 |
The issuer partially repurchased 2.73 billion JPY out of 296.438 billion JPY through ToSTNeT-2 (repurchase amount: 11.078 billion JPY) |
293.708 |
| June 2008 |
DICJ sold partially 14.444 billion JPY out of the remaining 293.708 billion JPY to the other party/parties at the request by the issuer (proceeds of sale: 50 billion JPY) |
279.264 |
| December 2008 |
DICJ sold partially 17.568 billion JPY out of the remaining 279.264 billion JPY to the other party/parties at the request by the issuer (proceeds of sale: 50 billion JPY) |
261.697 |
|
Capital Injection (Convertible Preferred Shares) |
Management/Disposal Status |
Name of Financial Institution
(Initial Capital Injection Recipient) |
Capital Injection Date |
Amount |
Dividend Yield
(L = 1 year JPY LIBOR) |
Beginning of Conversion Period |
Mandatory Acquisition Date |
Name |
Disposal Date |
Notes |
Remaining amount
after Disposal |
Resona HD
(Resona Bank) |
June 2003 |
550 |
L + 0.50 |
1 July 2006 |
(perpetual) |
Type 1
No. 1 |
August 2010 |
The issuer partially repurchased 400 billion JPY (out of 550 billion JPY, repurchase amount: 425.72 billion JPY) |
150.0 |
| March 2011 |
The issuer repurchased the remaining 150 billion JPY (repurchase amount: 160.095 billion JPY) |
0 |
| 563.562 |
L + 0.50 |
1 July 2008 |
(perpetual) |
Type 2
No. 1 |
December 2008 |
DICJ demanded for purchase of fractional share (0.001 share) in implementation of stock consolidation at the request by the issuer (proceeds of sale: 207 JPY) |
563.562 |
| March 2011 |
The issuer repurchased 563.562 billion JPY (repurchase amount: 610.619 billion JPY) |
0 |
| 550 |
L + 0.50 |
1 July 2010 |
(perpetual) |
Type 3
No. 1 |
March 2011 |
The issuer partially repurchased 100 billion JPY (out of 550 billion JPY, repurchase amount: 111.250 billion JPY) |
450.0 |