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Home> DICJ's Activities> Capital Injection (Including Earthquake Disaster Countermeasure)> Status of Capital Injection and Disposition
Status of Capital Injection and Disposition

1. Status of Capital Injection and Disposal (as of September 30, 2012)
(Unit: cases, billion yen)
Governing Acts Purposes of Capital Injection Capital Injection Periods Number of Financial Institutions Breakdown of Capital Injection
Preferred Shares /
Common Shares /
Trust Beneficiary Rights		 Subordinated Bonds / Loans Total
Former Financial Functions Stabilization Act To maintain the stability of the financial system and promote the sound development of the national economy  March 1998 21
<2>		 321.0
<190.0>
130.0*		 1,494.6
<->		 1,815.6
<190.0>
130.0*
Early Strengthening Act To restructure the financial system and contribute to economic revitalization  March 1999 - March 2002 32
<5>		 7,281.3
<695.7>
320.4*		 1,324.0
<->		 8,605.3
<695.7>
320.4*
Organizational Restructuring Act To promote organizational restructuring of financial institutions and contribute to economic revitalization   September 2003 1
<->		 - 6.0
<->		 6.0
<->
Financial Functions Strengthening Act To strengthen financial functions and promotes the sound development of the national economy Until March 31, 2017
(Nobember 2006 - September 2011)		 15
<15>		 414.5
<414.5>
《45.0》 		-

414.5
<414.5>
《45.0》

Deposit Insurance Act To maintain the stability of the financial system  Response against financial crises (measures under item 1) Permanent Measure (June 2003) 1

<1>		 1,960.0
296.4*
<711.7>
261.7*		 - 1,960.0
296.4*
<711.7>
261.7*
To assist in mergers, etc. Capital injection to  assuming institutions Permanent Measure [ No track record ]
Notes
1. Figures are rounded off.
2. The amounts are based on the amounts of capital injection.
3. Outstanding balances as of September 30, 2012 are written in triangular parentheses.
4. Amounts of common shares are written with asterisks.
5. Amounts of  trust  beneficiary rights are written in double  triangular parentheses.
6. Common shares pursuant to the former Financial Functions Stabilization Act were acquired by the exercise of privilege of acquisition claims, and those pursuant to the Early Strengthening Act were acquired by mandatory acquisition.
Total 49


<20> 		9,976.8
296.4*
《45.0》
<2,011.9>
712.0*
《45.0》 		2,824.6


<->		 12,801.4
296.4*
《45.0》
<2,011.9>
712.0*
《45.0》
Disposed amount in FY1999 - 100.0 100.0
Disposed amount in FY2000 200.0 150.0 350.0
Disposed amount in FY2001 - - -
Disposed amount in FY2002 - 674.6 674.6
Disposed amount in FY2003 108.0 839.0 947.0
Disposed amount in FY2004 786.3
2.7*		 615.0 1,401.3
2.7*
Disposed amount in FY2005 1,934.4 340.0 2,274.4
Disposed amount in FY2006 3,092.4 20.0 3,112.4
Disposed amount in FY2007 102.0 35.0 137.0
Disposed amount in FY2008 395.2
32.0*		 51.0 446.2
32.0*
Disposed amount in FY 2009 60.0 - 60.0
Disposal amount in FY2010 1,286.6 - 1,286.6
Disposal amount in FY2011
(April - September)		 - - -
Cumulative Total of Disposal Book Value 7,965.0
34.7*		 2,824.6 10,789.6
34.7*
Outstanding Balance of Capital Injection 1,946.9
712.0*
《45.0》 		- 1,946.9
712.0*
《45.0》


2. List of Capital Injections/Dispositions/Balances by Financial Institution (as of September 30, 2012)
(Unit: billion yen)
Name of Financial Institution Amount of Capital Injection (Classification)  Cumulative Total of Disposed Book Value  (for FY2011) Remaining Balance
Type (Instrument)  Amount   Breakdown   Breakdown   Breakdown
Resona HD 3,128.0 Preferred Shares 2,531.6 2,256.3 1,921.6 － － 871.7 610.0
Common Shares 296.4 34.7 － 261.7
Subordinated Loans 300.0 300.0 － －
Sumitomo Mitsui Trust HD 710.3 Preferred Shares 432.3 509.9 231.9 － － 200.44 －
Common Shares － (145.5)3 － 200.4
Subordinated Bonds 100.0 100.0 － －
Subordinated Loans 178.0 178.0 － －
Shinsei Bank 416.6 Preferred Shares 370.0 166.6 120.0 － － 250.05 －
Common Shares － (120.0)3 － 250.0
Subordinated Loans 46.6 46.6 － －
Aozora Bank 320.0 Preferred Shares 320.0 104.7 104.7 － － 215.3 215.3
Common Shares － (104.7)3 － －
Chiba Kogyo Bank 60.0 Preferred Shares 60.0 － － － － 60.0 60.0
Kiyo HD
(Kiyo Bank)		 31.5 Preferred Shares 31.5 － － － － 31.5 31.5
Howa Bank 9.0 Preferred Shares 9.0 － － － － 9.0 9.0
North Pacific Bank 100.0 Preferred Shares 100.0 － － － － 100.0 100.0
Fukuho Bank 6.0 Preferred Shares 6.0 － － － － 6.0 6.0
Minami Nippon Bank 15.0 Preferred Shares 15.0 － － － － 15.0 15.0
Michinoku Bank 20.0 Preferred Shares 20.0 － － － － 20.0 20.0
Kirayaka Bank 20.0 Preferred Shares 20.0 － － － － 20.0 20.0
Daisan Bank 30.0 Preferred Shares 30.0 － － － － 30.0 30.0
National Federation of Credit Cooperatives (Yamanashikenmin Shinyokumiai) 45.0 Trust Beneficiary Rights 45.0 － － － － 45.0 45.0
Towa Bank 35.0 Preferred Shares 35.0 － － － － 35.0 35.0
Bank of Kochi 15.0 Preferred Shares 15.0 － － － － 15.0 15.0
Fidea Holdings
(Hokuto Bank)		 10.0 Preferred Shares 10.0 － － － － 10.0 10.0
Miyazaki Taiyo Bank 13.0 Preferred Shares 13.0 － － － － 13.0 13.0
Sendai Bank 30.0 Preferred Shares 30.0 － － － － 30.0 30.0
Tsukuba Bank 35.0 Preferred Shares 35.0 － － － － 35.0 35.0
Mitsubishi UFJ FG 2,200.0 Preferred Shares 1,600.0 2,200.0 1,600.0 － － － －
Common Shares － (1,188.3)3 － －
Subordinated Bonds 600.0 600.0 － －
Mizuho FG 2,949.0 Preferred Shares 1,949.0 2,949.0 1,949.0 － － － －
Subordinated Bonds 1,000.0 1,000.0 － －
Sumitomo Mitsui FG 1,501.0 Preferred Shares 1,301.0 1,501.0 1,301.0 － － － －
Common Shares － (251.0)3 － －
Subordinated Bonds 200.0 200.0 － －
Sumitomo Trust & Banking 300.0 Preferred Shares 100.0 300.0 100.0 － － － －
Subordinated Bonds 200.0 200.0 － －
Kansai Sawayaka Bank 12.0 Preferred Shares 8.0 12.0 8.0 － － － －
Subordinated Bonds 4.0 4.0 － －
Bank of Yokohama 220.0 Preferred Shares 100.0 220.0 100.0 － － － －
Common Shares － (55.0)3 － －
Subordinated Loans 120.0 120.0 － －
Wakayama Bank 12.0 Preferred Shares* 12.0 12.0 12.0 － － － －
Momiji HD 40.0 Preferred Shares 20.0 40.0 20.0 － － － －
Subordinated Loans 20.0 20.0 － －
Ashigin FG 135.0 Preferred Shares 105.0 135.0 105.0 － － － －
Subordinated Bonds 30.0 30.0 － －
Yachiyo Bank 35.0 Preferred Shares* 35.0 35.0 35.0 － － － －
Kumamoto Family Bank 30.0 Preferred Shares 30.0 30.0 30.0 － － － －
Kyushu Shinwa HD 30.0 Preferred Shares* 30.0 30.0 30.0 － － － －
Kanto Tsukuba Bank 6.0 Subordinated Loans 6.0 6.0 6.0 － － － －
Hokuhoku FG 140.0 Preferred Shares# 120.0 140.0 120.0 － － － －
Subordinated Loans 20.0 20.0 － －
Bank of the Ryukyus 40.0 Preferred Shares* 40.0 40.0 40.0 － － － －
Nishi-Nippon City Bank 70.0 Preferred Shares* 70.0 70.0 70.0 － － － －
Gifu Bank 12.0 Preferred Shares 12.0 12.0 12.0 － － － －
Higashi-Nippon Bank 20.0 Preferred Shares 20.0 20.0 20.0 － － － －
  Total Amount of Capital Injection 12,801.4 Total of Disposed Book Value 10,789.6 Amount for FY2011 0.0 Total of Remaining Balance 2,011.9
Breakdown by Type (Instrument) Breakdown by Type (Instrument) Breakdown by Type (Instrument)
Preferred Shares 9,635.4 7,930.2 　0.0 　1,254.8
Common Shares 296.4 (1,864.5)3     34.7 － 　712.0
Subordinated Bonds 2,134.0 　2,134.0 － 　－
Subordinated Loans 690.6 　690.6 － 　－
Trust Beneficiary Rights 45.0 　－ － 　45.0

Note:
1. Figures are rounded off.
2. Of preferred shares, JPY45.0 billion of those indicated by # (for the former Hokkaido Bank) and those indicated by * were subordinated bonds at the time of injection.
3. Preferred shares were converted to common shares before disposition.
4. Preferred shares at the time of injection. Remaining balances of JPY150 billion (type 2) and JPY50.35 billion (type 3) were acquired by the bank as mandatory acquisition on August 1, 2009, and common shares were issued in exchange.
5. Preferred shares at the time of injection; those injected pursuant to the Early Strengthening Act (remaining balance of JPY120 billion) were acquired by the bank as mandatory acquisition on August 1, 2007, and common shares were issued in exchange.
Regarding the amount (JPY96,886.4 million after the reduction of capital) injected pursuant to the former Financial Functions Stabilization Act, the DICJ made an acquisition claim on March 31, 2008 and acquired common shares.


3. (1) Outstanding Balance of Capital Injection (as of September 30, 2012)
Note: Figures are rounded off.


3. (2) Disposed Book Value and Difference (=Disposed Amount – Disposed Book Value)
         (as of September 30, 2012)
Note: Figures are rounded off.


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