Capital Injection (Common Shares) |
Management/Disposal Status | |||||
---|---|---|---|---|---|---|
Name of Financial Institution (Initial Capital Injection Recipient) |
Month Year | Amount | - | Month Year | Notes | Remaining Amount after Disposal |
Resona HD (Resona Bank) (Note 1)(Fully Disposed) |
June 2003 | 296.438 | - | February 2005 | The issuer partially repurchased ¥2.73 billion (out of ¥296.438 billion) through ToSTNeT-2 (repurchase amount: ¥11.078 billion). | 293.708 |
June 2008 | The DICJ sold partially ¥14.444 billion (out of the remaining ¥293.708 billion) to the other party at the request of the issuer (proceeds of sale: ¥50 billion). | 279.264 | ||||
December 2008 | The DICJ sold partially ¥17.568 billion (out of the remaining ¥279.264 billion) to the other party at the request of the issuer (proceeds of sale: ¥50 billion). | 261.697 | ||||
July 2013 | The issuer partially repurchased ¥99.237 billion (out of ¥261.697 billion) through ToSTNeT-3 (repurchase amount: ¥100 billion). | 162.460 | ||||
February 2014 | The issuer repurchased the remaining ¥162.460 billion through ToSTNeT-2 (repurchase amount: ¥170.583 billion). | - |
Capital Injection (Convertible Preferred Shares)(Note2) | Management/Disposal Status | ||||||||
---|---|---|---|---|---|---|---|---|---|
Name of Financial Institution (Initial Capital Injection Recipient) |
Month Year | Amount | Dividend Rate (L = 1 year JPY LIBOR) |
Beginning of Conversion Period | Mandatory Acquisition Date | Name | Month Year | Notes | Remaining Amount after Disposal |
Resona HD (Resona Bank) (Note 1)(Fully Disposed) |
June 2003 | 550.000 | L + 0.50 | July 1, 2006 | - | Class 1 Series 1 |
August 2010 | The issuer partially repurchased ¥400 billion (out of ¥550 billion, repurchase amount: ¥425.72 billion). | 150.000 |
March 2011 | The issuer repurchased the remaining ¥150 billion (repurchase amount: ¥160.095 billion). | - | |||||||
563.562 | L + 0.50 | July 1, 2008 | - | Class 2 Series 1 |
December 2008 | The issuer repurchased odd-lot common shares that arose from a reverse share split. (0.001 shares equivalent to book value ¥200. Proceeds from disposal: ¥207). | 563.562 | ||
March 2011 | The issuer repurchased ¥563.562 billion (repurchase amount: ¥610.619 billion). | - | |||||||
550.000 | L + 0.50 | July 1, 2010 | - | Class 3 Series 1 |
March 2011 | The issuer partially repurchased ¥100 billion (out of ¥550 billion, repurchase amount: ¥111.25 billion). | 450.000 | ||
February 2014 | The issuer partially repurchased ¥254 billion (out of ¥450 billion, repurchase amount: ¥298.094 billion). | 196.000 | |||||||
July 2014 | The issuer repurchased the remaining ¥196 billion (repurchase amount: ¥234.945 billion). | - |
Total Amount of Capital Injection | 1,960 |
Total Amount of the Disposed Book Value | 1,960 |
Remaining Balance | - |
(Fully Disposed) | Fully Disposed |
Note: |
1.DICJ initially subscribed common shares and preferred shares issued by Resona Bank in June 2003. In August 2003, Resona HD issued new shares to DICJ in exchange for the original shares. 2.Preferred shares with voting rights. |