Capital injection and disposal (as of September 30, 2022)
Applicable acts | Purpose of capital injection | Timing of capital injection (application deadline) | |
---|---|---|---|
Former Financial Functions Stabilization Act | To maintain an orderly credit system and promote the sound development of the national economy | March 1998 (Capital injections terminated) |
|
Early Strengthening Act | To restructure the financial system and contribute to economic revitalization | March 1999 – March 2002 (Capital injections terminated) |
|
Deposit Insurance Act | To assist in mergers, etc. | Capital injection to assuming financial institutions | No cases (Permanent measure) |
To maintain an orderly credit system | Response against financial crisis (Measures under Item (i)) |
June 2003 (Permanent measure) |
|
To contribute to the stability of the financial system | Orderly resolution of a financial institution, etc (Specified Measures under Item (i)) | No cases (Permanent measure) |
Applicable acts | Capital injection | Current balance | ||||||
---|---|---|---|---|---|---|---|---|
Number of financial institutions | Preferred shares and common shares | Subordinated bonds/loans | Total | Number of financial institutions | Preferred shares and common shares | Subordinated bonds/loans | Total | |
Former Financial Functions Stabilization Act | 21 | 321.0 | 1,494.6 | 1,815.6 | 1 | 130.0 (130.0) |
- | 130.0 (130.0) |
Early Strengthening Act | 32 | 7,281.3 | 1,324.0 | 8,605.3 | 1 | 120.0 (120.0) |
- | 120.0 (120.0) |
Deposit Insurance Act (Measures against financial crisis) |
1 | 1,960.0 (296.4) |
- | 1,960.0 (296.4) |
- | - (-) |
- | - (-) |
Total | 34 | 9,562.3 (296.4) |
2,818.6 | 12,380.9 (296.4) |
1 | 250.0 (250.0) |
- | 250.0 (250.0) |
Notes: |
|
FY | Disposal Amount (book value) | ||
---|---|---|---|
Preferred shares, common shares | Subordinated bonds/loans | Total | |
1999 | - | 100.0 | 100.0 |
2000 | 200.0 | 150.0 | 350.0 |
2001 | - | - | - |
2002 | - | 674.6 | 674.6 |
2003 | 108.0 | 839.0 | 947.0 |
2004 | 786.3 (2.7) |
615.0 | 1,401.3 (2.7) |
2005 | 1,934.4 | 340.0 | 2,274.4 |
2006 | 3,092.4 | 20.0 | 3,112.4 |
2007 | 102.0 | 35.0 | 137.0 |
2008 | 395.2 (32.0) |
45.0 | 440.2 (32.0) |
2009 | 60.0 | - | 60.0 |
2010 | 1,286.6 | - | 1,286.6 |
2011 | - | - | - |
2012 | 226.9 | - | 226.9 |
2013 | 596.2 (261.7) |
- | 596.2 (261.7) |
2014 | 248.5 | - | 248.5 |
2015 | 275.8 | - | 275.8 |
2016 | - | - | - |
2017 | 0(0) | - | 0(0) |
2018 | - | - | - |
2019 | - | - | - |
2020 | - | - | - |
2021 | - | - | - |
2022 | - | - | - |
Cumulative Amount | 9,312.3 (296.4) |
2,818.6 | 12,130.9 (296.4) |
Note:1 |
|
2 | The disposal amount of common shares (book value) in FY2017 is equivalent to ¥3,864 (Disposal of Shinsei Bank odd-lot common shares (0.8 shares)). |
Name of financial institution | Amount of capital injection |
(Classification) | Cumulative total of disposed book value |
For current FY | Remaining balance | |||||
---|---|---|---|---|---|---|---|---|---|---|
Type (instrument) | Amount | Breakdown | Breakdown | Breakdown | ||||||
Shinsei Bank | 416.6 | Preferred Shares | 370.0 | 166.6 | 120.0 | - | - | 250.0*2 | - | |
Common Shares | - | (120.0)*1 | - | 250.0 | ||||||
Subordinated Loans | 46.6 | 46.6 | - | - | ||||||
Mitsubishi UFJ FG | 2,200.0 | Preferred Shares | 1,600.0 | 2,200.0 | 1,600.0 | - | - | - | - | |
Common Shares | - | (1,188.3)*1 | - | - | ||||||
Subordinated Bonds | 600.0 | 600.0 | - | - | ||||||
Mizuho FG | 2,949.0 | Preferred Shares | 1,949.0 | 2,949.0 | 1,949.0 | - | - | - | - | |
Subordinated Bonds | 1,000.0 | 1,000.0 | - | - | ||||||
Sumitomo Mitsui FG | 1,501.0 | Preferred Shares | 1,301.0 | 1,501.0 | 1,301.0 | - | - | - | - | |
Common Shares | - | (251.0)*1 | - | - | ||||||
Subordinated Bonds | 200.0 | 200.0 | - | - | ||||||
Sumitomo Trust & Banking | 300.0 | Preferred Shares | 100.0 | 300.0 | 100.0 | - | - | - | - | |
Subordinated Bonds | 200.0 | 200.0 | - | - | ||||||
Sumitomo Mitsui Trust HD | 710.3 | Preferred Shares | 432.3 | 710.3 | 432.3 | - | - | - | - | |
Common Shares | - | (345.9)*1 | - | - | ||||||
Subordinated Bonds | 100.0 | 100.0 | - | - | ||||||
Subordinated Loans | 178.0 | 178.0 | - | - | ||||||
Resona HD | 3,128.0 | Preferred Shares | 2,531.6 | 3,128.0*3 | 2,531.6 | - | - | - | - | |
Common Shares | 296.4 | 296.4 | - | - | ||||||
Subordinated Loans | 300.0 | 300.0 | - | - | ||||||
Aozora Bank | 320.0 | Preferred Shares | 320.0 | 320.0*3 | 320.0 | - | - | - | - | |
Common Shares | - | (104.7)*1 | - | - | ||||||
Kansai Sawayaka Bank | 12.0 | Preferred Shares | 8.0 | 12.0 | 8.0 | - | - | - | - | |
Subordinated Bonds | 4.0 | 4.0 | - | - | ||||||
Bank of Yokohama | 220.0 | Preferred Shares | 100.0 | 220.0 | 100.0 | - | - | - | - | |
Common Shares | - | (55.0)*1 | - | - | ||||||
Subordinated Loans | 120.0 | 120.0 | - | - | ||||||
Wakayama Bank | 12.0 | Preferred Shares* | 12.0 | 12.0 | 12.0 | - | - | - | - | |
Momiji HD | 40.0 | Preferred Shares | 20.0 | 40.0 | 20.0 | - | - | - | - | |
Subordinated Loans | 20.0 | 20.0 | - | - | ||||||
Ashigin FG | 135.0 | Preferred Shares | 105.0 | 135.0 | 105.0 | - | - | - | - | |
Subordinated Bonds | 30.0 | 30.0 | - | - | ||||||
Yachiyo Bank | 35.0 | Preferred Shares* | 35.0 | 35.0 | 35.0 | - | - | - | - | |
Kumamoto Family Bank | 30.0 | Preferred Shares | 30.0 | 30.0 | 30.0 | - | - | - | - | |
Kyushu-Shinwa HD | 30.0 | Preferred Shares* | 30.0 | 30.0 | 30.0 | - | - | - | - | |
Hokuhoku FG | 140.0 | Preferred Shares# | 120.0 | 140.0 | 120.0 | - | - | - | - | |
Subordinated Loans | 20.0 | 20.0 | - | - | ||||||
Bank of the Ryukyus | 40.0 | Preferred Shares* | 40.0 | 40.0 | 40.0 | - | - | - | - | |
Nishi-Nippon City Bank | 70.0 | Preferred Shares* | 70.0 | 70.0 | 70.0 | - | - | - | - | |
Gifu Bank | 12.0 | Preferred Shares | 12.0 | 12.0 | 12.0 | - | - | - | - | |
Higashi-Nippon Bank | 20.0 | Preferred Shares | 20.0 | 20.0 | 20.0 | - | - | - | - | |
Chiba Kogyo Bank | 60.0 | Preferred Shares | 60.0 | 60.0 | 60.0 | - | - | - | - | |
Total | Total amount of capital injection | 12,380.9 | Total disposed book value |
12,130.9 | For current FY | - | Total remaining balance | 250.0 | ||
Breakdown by type (instrument) Breakdown for amount of capital injection |
Breakdown of disposed book value | Breakdown for current FY | Breakdown of total remaining balance | |||||||
Preferred Shares | 9,265.9 | 9,015.9 | - | - | ||||||
Common Shares | 296.4 | (2,064.9)*1 | 296.4 | - | 250.0 | |||||
Preferred Investments | - | - | - | - | - | |||||
Subordinated Bonds | 2,134.0 | 2,134.0 | - | - | ||||||
Subordinated Loans | 684.6 | 684.6 | - | - | ||||||
Trust Beneficial Rights | - | - | - | - |
The above figures are rounded off. Of the preferred shares, ¥45 billion worth (former Hokkaido Bank) out of the amount accompanied by the mark “#” and the amounts accompanied by the mark “*” were issued as subordinated bonds at the time of capital injection.
Notes: